Futures Trading: What Is It & How To Do It?

Futures trading can offer plenty of opportunities, but, as with any form of trading, there are risks involved. It forms a key strategic element for millions of traders around the world, so it's important to understand what it is, how it works and the associated pros and cons. Read on to find out more in our guide to trading futures. Please note that apart from our CFDs with futures as the underlying asset, you cannot trade futures with Tradu and this article is for informational purposes only.

Futures trading: What to expect from our guide

  • What is futures trading?
      • What's the difference between futures trading and options?
      • What's the difference between trading futures and forward contracts?
  • How does futures trading work?
  • Which instruments can you use for trading futures?
      • Trading futures using leverage
  • Which markets can you trade futures in?
  • How to trade futures: The different strategies
  • What are the benefits of trading futures?
  • What are the risks of trading futures?

What is futures trading?

Futures trading refers to the buying or selling of a futures contract. A futures contract is where two parties – a buyer and a seller – enter into an agreement to buy/sell an asset at a certain price at a set date in the future (hence the name). They can agree to exchange before that point if they wish, but both parties are obligated to buy/sell at the pre-determined price if the position is held until the expiry date is reached.

You can trade futures using derivatives, which means you are speculating on an asset's price movement but not taking ownership of the asset. For example, you might trade energy futures by predicting fluctuations in oil prices but you won't take physical ownership of the oil itself.

What's the difference between futures trading and options?

Trading futures and trading options works in a very similar way. You are agreeing to buy or sell at an agreed price at a specified point in the future. But when you trade futures, there is an obligation to exchange upon the expiry of the contract. With options, you have the right to buy or sell at that time, but there is no obligation. You simply have the option – hence the name.

What's the difference between trading futures and forward contracts?

The main difference between futures and forwards is their regulation. Futures are standardised agreements that can be traded on an exchange with pre-defined specifications. Forwards, on the other hand, are traded over the counter. The details of the agreement are set by the buyer and the seller, not a centralised body, so regulation is less stringent.

How does futures trading work?

Let's use oil futures as our example and assume that a contract is trading at $80 for 1,000 barrels:

  • You believe the price of oil is set to rise, so you buy the contract.
  • The full value of your position is $80,000.
  • Come the expiry of your contract, the price of oil has risen to $84 for 1,000 barrels.
  • You sell the contract and exit the position.
  • You have made a profit of $4,000, before any fees and commissions owed to your broker.
  • Conversely, if the price of oil dropped to $76, you would have lost $4,000.

The above is an illustrative example. The length of futures contracts can vary, so it's important to check the specifications before you enter into any position.

Which instruments can you use for trading futures?

You can trade futures via spread betting and contracts for difference (CFDs). These are financial derivatives that mean you do not have to take ownership of the underlying asset e.g. 1,000 barrels of oil. Instead, you are merely speculating on the future price movements of that asset.

CFDs are an agreement to exchange the difference in price of an asset between when the contract is opened and when it is closed. Unlike futures contracts, there is no pre-determined price or date at which you are obligated to buy or sell.

Spread betting works slightly differently to CFDs in that your profits and losses are calculated per point of price movement. Both are leveraged products which allow you to trade futures on margin, and you can find more information below.

Trading futures using leverage

Trading futures with leverage allows you to increase your market exposure from smaller deposits. It essentially involves putting up only a proportion of the required capital and borrowing the remainder from your broker.

The deposit you put up – known as margin – could be 5, 10 or 20% of the full value of your position. That percentage will vary depending on your broker and the assets you wish to trade. It will usually be displayed as a leverage ratio, with a 10% margin displayed as 10:1, for example.

The advantage of trading futures with leverage is that you could magnify your profits from a relatively small outlay. If we use the oil futures example outlined above:

  • The full value of your position is $80,000, but let's say the margin requirement from your broker is 10%.
  • That means you only have to put up $8,000, not the full $80,000.
  • A net profit of $4,000 on an $8,000 outlay represents a healthy return.

However, the risk of using leverage in futures trading is that your losses can be magnified too. That's because you are exposed for the full value of your position, not just your deposit amount. So, in this instance, your net losses would be $12,000 – your initial $8,000 margin plus the $4,000 loss on the trade.

Which markets can you trade futures in?

Historically, futures contracts were used to buy and sell agricultural commodities such as coffee, sugar, timber and livestock. However, the emergence of financial markets means you can trade futures in a wide range of asset classes, including:

  • Commodities such as gold, oil and natural gas.
  • Shares in some of the world's largest companies e.g. Apple or Microsoft.
  • Forex, with major currency pairs including USD/GBP and USD/EUR.
  • Indices such as the S&P 500, the Dow Jones and the FTSE 100.

How to trade futures: The different strategies

There are a few different ways to approach futures trading, so you need to settle on a strategy – or strategies – that work for you. Common examples include:

  • Range trading: Identifying where a futures contract typically trades within certain support and resistance levels, and buying and selling within that range.
  • Breakout trading: Recognising where futures may be about to defy – or break out of – those traditional support and resistance levels and entering positions accordingly.
  • Trend trading: Following an emerging trend and trading in that direction – for example, going long in a bullish market or short in a bearish one.
  • Swing trading: Predicting reversals in those prevailing trends and capitalising on the market's 'swing' back in the opposite direction.

What are the benefits of trading futures?

There are many reasons why trading in futures is such popular practice around the world. Here are the primary benefits:

  • Leverage: Trading futures on leverage offers the opportunity to amplify your returns from a relatively small initial outlay.
  • Trade both ways: Because you trade futures using derivatives, you can predict a contract's price to go up or down. This enables you to profit in bearish markets as well as bullish ones.
  • Hedging: Being able to trade both ways means you can hedge your positions to offset your losses by shorting assets where you already hold long positions, and vice-versa.
  • No overnight fees: There are typically no overnight charges to worry about when trading futures, even though positions are held over extended periods. Other forms of trading can incur these fees, which eat into your profits.

What are the risks of trading futures?

  • Leverage: While leverage can be a benefit, it also comes with inherent risk attached. You are exposed for the full value of your position, not just your deposit. So, if the market defies your prediction, your losses could be amplified.
  • Complexity: Trading futures can be a complicated process. You need to develop a solid understanding before you begin entering any positions, and the requisite monitoring and analysis can take a lot of time before you feel fully confident.
  • Expiry dates: If you are trading multiple futures simultaneously, there may be several looming expiry dates for you to be aware of. And if there are sudden price movements or you lose track of your positions, you might find that the contract becomes worthless as you approach the expiry date.

Please note that apart from our CFDs with futures as the underlying asset, you cannot trade futures with Tradu and this article is for informational purposes only.

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